文(wen)章來源:廣(guang)東(dong)省國資委 發布時(shi)間:2017-08-18
截止至(zhi)2016年(nian)4月(yue)份(fen),東(dong)莞(guan)(guan)市(shi)國有(you)企業(ye)(ye)中(zhong)擁有(you)金融及類金融企業(ye)(ye)共8家(jia)(jia),包(bao)括金控集團、東(dong)莞(guan)(guan)銀行(xing)、東(dong)莞(guan)(guan)證(zheng)(zheng)券、東(dong)莞(guan)(guan)信(xin)托、華聯(lian)期(qi)貨、莞(guan)(guan)邑(yi)公司(si)、東(dong)莞(guan)(guan)控股、東(dong)證(zheng)(zheng)錦(jin)信(xin),是(shi)為數不多的(de)(de)擁有(you)法人金融機構類型(xing)較為齊(qi)全的(de)(de)地級(ji)市(shi)。近年(nian)來,東(dong)莞(guan)(guan)市(shi)國資委認(ren)真落(luo)實(shi)市(shi)委、市(shi)政府轉型(xing)升級(ji)發展戰略(lve),積極引(yin)領(ling)國有(you)金融企業(ye)(ye)改革創新,在金融領(ling)域規劃發展、金融業(ye)(ye)務積極拓展、金融風險化解防(fang)范等(deng)方面進行(xing)了積極探索,取(qu)得了一定(ding)成(cheng)效。目前,8家(jia)(jia)企業(ye)(ye)資產(chan)總(zong)額(e)共2584億元,凈(jing)資產(chan)共317億元;2016年(nian)上半年(nian)實(shi)現營業(ye)(ye)收入74億元,凈(jing)利潤21億元,為實(shi)現升級(ji)轉型(xing)提(ti)供了有(you)力的(de)(de)保障(zhang)。
一、整合金融企業(ye)股權(quan),完善金融產(chan)業(ye)體系
為(wei)進一步發(fa)(fa)揮國有資(zi)(zi)本投資(zi)(zi)運營作用,將融(rong)資(zi)(zi)、投資(zi)(zi)等(deng)業務有效(xiao)融(rong)合,增強東莞(guan)(guan)市金(jin)融(rong)領域的(de)規模效(xiao)應(ying)和協同效(xiao)應(ying),2015年,市委、市政(zheng)府決定在(zai)東莞(guan)(guan)市財信發(fa)(fa)展(zhan)有限公(gong)司(si)基(ji)礎(chu)上組建東莞(guan)(guan)金(jin)融(rong)控(kong)股(gu)集團有限公(gong)司(si),優化整合東莞(guan)(guan)銀行、東莞(guan)(guan)證(zheng)券、東莞(guan)(guan)信托、華聯(lian)期貨(huo)等(deng)市屬地方法人(ren)金(jin)融(rong)企業股(gu)權(quan),實(shi)現金(jin)融(rong)產(chan)業鏈條全(quan)覆蓋。目前(qian),公(gong)司(si)于(yu)2016年3月正式掛(gua)牌(pai),為(wei)全(quan)市經濟發(fa)(fa)展(zhan)提供有力(li)的(de)金(jin)融(rong)支持。
二、有效運用(yong)金融工具,解決(jue)企業融資難題(ti)
全(quan)市金融和類金融國有(you)企業(ye)積極使用各種(zhong)金融工具(ju),在拓展融資租(zu)賃業(ye)務、發(fa)行企業(ye)債券等方(fang)面屢有(you)創新,加快了(le)資金需求方(fang)和供給方(fang)之間的資金融通,有(you)效破解企業(ye)融資難的瓶(ping)頸問題。
(一(yi))積極(ji)拓(tuo)展(zhan)(zhan)融(rong)資(zi)租(zu)賃(lin)業(ye)(ye)務(wu)(wu)。近年(nian),東莞(guan)控股重點圍繞(rao)公(gong)(gong)(gong)共交(jiao)通(tong)、基礎設施建設等行業(ye)(ye)領域,積極(ji)拓(tuo)展(zhan)(zhan)融(rong)資(zi)租(zu)賃(lin)業(ye)(ye)務(wu)(wu)。一(yi)是完成(cheng)對融(rong)通(tong)公(gong)(gong)(gong)司(si)100%股權(quan)的收購工作,并充分發揮融(rong)通(tong)公(gong)(gong)(gong)司(si)在(zai)業(ye)(ye)務(wu)(wu)推廣、風險審核、租(zu)后(hou)管(guan)理等方(fang)面的優勢,為企(qi)業(ye)(ye)提(ti)供融(rong)資(zi)租(zu)賃(lin)服務(wu)(wu)。二是為剛成(cheng)立(li)的東莞(guan)巴士公(gong)(gong)(gong)司(si)籌集5年(nian)期資(zi)金(jin)3.76億元,購買(mai)新(xin)能源公(gong)(gong)(gong)交(jiao)汽(qi)車700輛,有效(xiao)破解了初(chu)創企(qi)業(ye)(ye)無法融(rong)資(zi)的難題。三(san)是以惠常高(gao)速(su)(su)公(gong)(gong)(gong)路(lu)(lu)的路(lu)(lu)產為標的物(wu)開展(zhan)(zhan)售后(hou)回租(zu)業(ye)(ye)務(wu)(wu),一(yi)次(ci)性為企(qi)業(ye)(ye)融(rong)入5年(nian)期資(zi)金(jin)16億元,在(zai)租(zu)賃(lin)期間,高(gao)速(su)(su)公(gong)(gong)(gong)路(lu)(lu)資(zi)產的所有權(quan)歸融(rong)通(tong)租(zu)賃(lin)所有,企(qi)業(ye)(ye)則以回租(zu)方(fang)式(shi)占有和使(shi)用高(gao)速(su)(su)公(gong)(gong)(gong)路(lu)(lu)路(lu)(lu)產,有效(xiao)盤活了高(gao)速(su)(su)公(gong)(gong)(gong)路(lu)(lu)資(zi)產。
(二)發(fa)(fa)行企業(ye)債券(quan)和信(xin)(xin)托(tuo)(tuo)(tuo)計(ji)(ji)(ji)(ji)劃(hua)(hua)(hua)。2015年以來,東(dong)(dong)(dong)實(shi)集(ji)團(tuan)和東(dong)(dong)(dong)莞(guan)信(xin)(xin)托(tuo)(tuo)(tuo)公司(si)通(tong)過發(fa)(fa)行企業(ye)債券(quan)和信(xin)(xin)托(tuo)(tuo)(tuo)計(ji)(ji)(ji)(ji)劃(hua)(hua)(hua),多渠道為市(shi)(shi)政基礎(chu)設(she)施建(jian)設(she)及(ji)本(ben)土優(you)質企業(ye)募集(ji)籌措資(zi)(zi)(zi)金(jin)。一是東(dong)(dong)(dong)實(shi)集(ji)團(tuan)選擇“中國銀河證券(quan)股份有限公司(si)”作為企業(ye)債主承銷商,計(ji)(ji)(ji)(ji)劃(hua)(hua)(hua)發(fa)(fa)行不(bu)超過25億(yi)元(yuan)(yuan)的企業(ye)債券(quan),籌措東(dong)(dong)(dong)莞(guan)市(shi)(shi)軌道交通(tong)1號線項目(mu)建(jian)設(she)資(zi)(zi)(zi)金(jin)。二是東(dong)(dong)(dong)莞(guan)信(xin)(xin)托(tuo)(tuo)(tuo)公司(si)設(she)立(li)“東(dong)(dong)(dong)莞(guan)信(xin)(xin)托(tuo)(tuo)(tuo)-鼎信(xin)(xin)-從莞(guan)高速(su)集(ji)合(he)資(zi)(zi)(zi)金(jin)信(xin)(xin)托(tuo)(tuo)(tuo)計(ji)(ji)(ji)(ji)劃(hua)(hua)(hua)”,向(xiang)(xiang)社會投(tou)(tou)(tou)資(zi)(zi)(zi)者募集(ji)資(zi)(zi)(zi)金(jin)39.22億(yi)元(yuan)(yuan),支持從莞(guan)高速(su)東(dong)(dong)(dong)莞(guan)段(含(han)清溪支線)的建(jian)設(she)。三是東(dong)(dong)(dong)莞(guan)信(xin)(xin)托(tuo)(tuo)(tuo)受(shou)市(shi)(shi)財政局(ju)委托(tuo)(tuo)(tuo),設(she)立(li)“東(dong)(dong)(dong)莞(guan)信(xin)(xin)托(tuo)(tuo)(tuo)-東(dong)(dong)(dong)莞(guan)市(shi)(shi)地方金(jin)融穩定專(zhuan)項單一資(zi)(zi)(zi)金(jin)信(xin)(xin)托(tuo)(tuo)(tuo)計(ji)(ji)(ji)(ji)劃(hua)(hua)(hua)”,項目(mu)規模5億(yi)元(yuan)(yuan),向(xiang)(xiang)符合(he)標準的本(ben)土優(you)質企業(ye)進行短期貸款融資(zi)(zi)(zi),扶持企業(ye)持續、良好發(fa)(fa)展。四(si)是東(dong)(dong)(dong)莞(guan)信(xin)(xin)托(tuo)(tuo)(tuo)設(she)立(li)“東(dong)(dong)(dong)莞(guan)信(xin)(xin)托(tuo)(tuo)(tuo)-智薈(hui)財富-穩健配置(zhi)1號集(ji)合(he)資(zi)(zi)(zi)金(jin)信(xin)(xin)托(tuo)(tuo)(tuo)計(ji)(ji)(ji)(ji)劃(hua)(hua)(hua)”,項目(mu)規模2億(yi)元(yuan)(yuan),采(cai)用綜合(he)配置(zhi)設(she)置(zhi),按穩健原(yuan)則配比(bi)投(tou)(tou)(tou)資(zi)(zi)(zi)于非標資(zi)(zi)(zi)產和資(zi)(zi)(zi)本(ben)市(shi)(shi)場,解決(jue)投(tou)(tou)(tou)資(zi)(zi)(zi)品種單一、風險(xian)集(ji)中、收益來源(yuan)狹窄(zhai)問(wen)題。
(三(san))發(fa)(fa)行(xing)各種融資券(quan)優化資金結構。一(yi)是2007年以來(lai),東(dong)莞(guan)(guan)控(kong)股先(xian)后6次發(fa)(fa)行(xing)短期(qi)融資券(quan),在(zai)銀行(xing)間市場(chang)共籌集資金22.5億(yi)元(yuan),使公司信(xin)用評級(ji)由“A+”穩步上升至(zhi)“AA+”;成功注冊超短期(qi)融資券(quan)額度(du)30億(yi)元(yuan),并于2015年10月和(he)2016年7月,分(fen)別(bie)(bie)發(fa)(fa)行(xing)了(le)三(san)期(qi)超短期(qi)融資券(quan),發(fa)(fa)行(xing)利(li)率分(fen)別(bie)(bie)為3.64%和(he)2.91%。二是2011年,東(dong)莞(guan)(guan)控(kong)股在(zai)證券(quan)市場(chang)成功發(fa)(fa)行(xing)7億(yi)元(yuan)公司債券(quan),期(qi)限為3年和(he)5年,進一(yi)步優化了(le)公司的(de)債務(wu)結構。
(四)首(shou)次公(gong)(gong)開募集(ji)股票和推進(jin)資(zi)產(chan)(chan)證(zheng)(zheng)券化(hua)。一是(shi)2015年6月,東(dong)莞證(zheng)(zheng)券向(xiang)中國證(zheng)(zheng)監會正(zheng)式(shi)遞(di)交(jiao)公(gong)(gong)司IPO申報材料,募集(ji)規模約1.5億(yi)股。首(shou)次公(gong)(gong)開募集(ji)股票有利于東(dong)莞證(zheng)(zheng)券進(jin)一步壯大資(zi)本(ben)實(shi)力和規范公(gong)(gong)司治理,為今后(hou)做實(shi)主營業務(wu)、拓展創(chuang)新業務(wu)奠(dian)定了堅實(shi)的基礎。二是(shi)東(dong)莞控股2005年12月設立“莞深高速(su)公(gong)(gong)路(lu)收(shou)費收(shou)益權(quan)專項資(zi)產(chan)(chan)管(guan)理計(ji)劃”,成功融資(zi)5.8億(yi)元,增強資(zi)產(chan)(chan)的流動性,獲得低成本(ben)融資(zi)。這是(shi)中國上(shang)市公(gong)(gong)司首(shou)例(li)資(zi)產(chan)(chan)證(zheng)(zheng)券化(hua)產(chan)(chan)品,榮(rong)獲第十七屆省企業管(guan)理現代化(hua)創(chuang)新成果二等獎。
三、創新風險管(guan)理(li)體系(xi),防范(fan)化(hua)解金融風險
各金(jin)融(rong)和(he)(he)類金(jin)融(rong)國有企(qi)業按(an)照有效、及時(shi)、審慎、全面(mian)原則,設(she)置(zhi)一(yi)系(xi)列風(feng)(feng)(feng)險(xian)控(kong)(kong)(kong)制(zhi)(zhi)(zhi)、制(zhi)(zhi)(zhi)度(du)管(guan)理(li)(li)(li)、監督評價(jia)的(de)方法、措施和(he)(he)程序,建立多層次的(de)風(feng)(feng)(feng)險(xian)管(guan)理(li)(li)(li)制(zhi)(zhi)(zhi)度(du)體系(xi),及時(shi)防范(fan)和(he)(he)化解金(jin)融(rong)風(feng)(feng)(feng)險(xian)。一(yi)是東莞(guan)信(xin)托公(gong)(gong)(gong)司成立專(zhuan)門的(de)風(feng)(feng)(feng)險(xian)控(kong)(kong)(kong)制(zhi)(zhi)(zhi)委(wei)員會,對重(zhong)大的(de)投(tou)資、貸款等自(zi)營、信(xin)托業務(wu)進行(xing)審核,對項(xiang)目(mu)的(de)可行(xing)性(xing)、存在(zai)風(feng)(feng)(feng)險(xian)及風(feng)(feng)(feng)險(xian)控(kong)(kong)(kong)制(zhi)(zhi)(zhi)措施等進行(xing)審核,形成評審結果,科(ke)學(xue)決策(ce)。二是東莞(guan)銀行(xing)創(chuang)新性(xing)建設(she)風(feng)(feng)(feng)險(xian)監測系(xi)統(tong),改造資金(jin)系(xi)統(tong)和(he)(he)資產管(guan)理(li)(li)(li)系(xi)統(tong)風(feng)(feng)(feng)控(kong)(kong)(kong)模塊(kuai),建設(she)業務(wu)連(lian)續性(xing)管(guan)理(li)(li)(li)的(de)有效性(xing),提高全口徑業務(wu)核心分控(kong)(kong)(kong)管(guan)控(kong)(kong)(kong)水平。三是東莞(guan)證券(quan)、東莞(guan)控(kong)(kong)(kong)股、莞(guan)邑公(gong)(gong)(gong)司等一(yi)些(xie)金(jin)融(rong)和(he)(he)類金(jin)融(rong)企(qi)業實行(xing)精細化管(guan)理(li)(li)(li),對企(qi)業各項(xiang)政策(ce)、規(gui)章制(zhi)(zhi)(zhi)度(du)、操作(zuo)規(gui)程、重(zhong)大決策(ce)和(he)(he)新業務(wu)等具體方面(mian)進行(xing)合(he)規(gui)審查。這些(xie)企(qi)業通過不斷完(wan)善創(chuang)新管(guan)理(li)(li)(li)制(zhi)(zhi)(zhi)度(du)體系(xi),在(zai)增強公(gong)(gong)(gong)司管(guan)理(li)(li)(li)效率(lv)的(de)同時(shi),也(ye)進一(yi)步提升了防范(fan)控(kong)(kong)(kong)制(zhi)(zhi)(zhi)金(jin)融(rong)風(feng)(feng)(feng)險(xian)的(de)能力。
下(xia)來,東(dong)莞(guan)市國資委(wei)將按照市委(wei)、市政府(fu)在更高(gao)起點上謀劃更高(gao)水平發展這一(yi)戰(zhan)略部署,抓住東(dong)莞(guan)入選(xuan)國家開放型(xing)經(jing)濟新體(ti)制綜合試點城市機遇,貫徹落實市委(wei)、市政府(fu)主要(yao)領(ling)導(dao)調(diao)研國資國企(qi)的指示精神,在創(chuang)新投融資體(ti)制機制和金融開放創(chuang)新、資本運作上力爭率先破(po)題,為助推東(dong)莞(guan)經(jing)濟發展做出應有(you)貢獻(xian)。